Banking and Securities Law
Gross & Associates advises and assists clients on banking and securities law issues.
In particular, the firm offers the following services :
- Advice and assistance concerning compliance with banking laws, the collective investment schemes law, securities and stock exchange law, money laundering law and international judicial assistance in criminal matters
- Relationship with supervisory authorities (international assistance, money laundering, insider dealing, price manipulation and distribution of financial products)
- Authorisation requests, incorporation, reorganisation and follow-up of entities supervised by the Swiss Financial Market Supervisory Authority (FINMA) or of independent asset managers (advice concerning applicable banking regulations, management of relationships with the FINMA and self-regulation institutions)
- Legal advice on investments by insurance companies and pension fund
- Executive training
- Drafting, amending and updating internal regulations and procedures
- Negotiation and organization of loans and secured interests
- Advice and counsel in connection with the issuance and realization of letters of credit and bank guarantees
- Assistance in all forms of litigation